Pathogenesis of
immune suppression in hypercatabolic diseases:
AIDS, septicaemia, toxic shock syndrome and protein calorie malnutrition
by A. Hässig; H. Kremer; Liang Wen-Xi; K. Stampfli
Note: The information on this website is presented for
educational purposes and
is not a substitute for the advice of and treatment by a qualified professional.
This document was provided by
Continuum Magazine
VOL. 4 No. 6
The immune systems main function is to maintain the genetically determined
individuality of the human body. The body consists of about 10 l4 cells. Daily turnover of
cells through mitosis and apoptosis is around 10 12 cells 1 .
The immune system has, first to eliminate endogenously arising cell debris, and secondly
to eliminate exogenous, foreign matter. According to the current paradigm, the role of the
immune system is restricted to eliminating foreign non-self" structures,
and it does not concern itself with the bodys own "self-structures". In
our opinion, we must enlarge the immune systems role to include the disposal of a
constant stream of "altered self-structures." The disposal of exogenous
"non-self" structures is to be regarded as a secondary function, called upon
only when the need arises. The elimination of exogenous "non-self" structures is
in the main the function of B-cells, derived from bone marrow and mucosa-associated lymph
tissue (MALT), which produce humoral antibodies 2 .
Cannon and Selyes concept of stress, which goes back to the 1930s, includes a
variety of external assaults, all of which result in displacing cell metabolism towards
catabolism. Several causes of stress must be distinguished: they can be psychic, toxic,
infectious, traumatic or nutritional in origin, and the extent of metabolic displacement
is determined by the sum of the contributing factors. Stress responses of limited duration
are necessary, even vital, in special situations such as "fight or flight".
Enduring stress responses, however, are destructive 2 .
A stress-induced catabolic displacement in metabolism depends on the activation of the
neuroendocrine hypothalamus-pituitary- adrenal axis. The endocrine-induced metabolic
displacement is linked to the sympathicotonic displacement of the vegetative nervous
system. The heightened production of adrenaline by the adrenal gland, and noradrenaline by
sympathicotonic nerve endings, has the effect of concentrating cell metabolism to provide
quickly available energy supplies, ie. glucose, to ready muscles to fight or take flight.
The function of glucocorticoids produced in the adrenal cortex is to limit the effect of
life-threatening overactivation of the neuroendocrine stress axis. The increase in
cortisol together with the corresponding decline in dihydroepiandrosterone (DHEA) has the
ongoing effect of suppressing T-cell dependent cellular immune responses. This is due to
the counteracting activation of B-cell dependent humoral immune responses 2
.
Accounts by Mosmann and Coffman of the counteracting cytokine profiles of CD4 helper
Iymphocytes provide strong support for the described counteracting behavior of the
cellular and humoral immune responses 3 . They showed that
CD4 helper cells could be differentiated into two groups, which they called Th1 and Th2.
Th1 cells secrete mainly IL-2, IL-12 and IFN which stimulate cellular responses; Th-2
cells however, produce mainly IL-4, IL-6 and IL-10 which stimulate humoral immune
responses. Research into the numerous functions of CD4 helper cells has expanded
considerably in recent years; although their actual functions in anabolic and catabolic
metabolic mechanisms remain poorly understood 4,5 . Surgery
is an ideal means of studying short-term stress responses regarding the relative immune
performance of T and B-cells. In 1953 in his classical work on the course of surgical
stress reactions Moore described four phases following major surgery.6
Phase I adrenergic corticoid phase
Phase ll corticoid withdrawal phase
Phase lll spontaneous anabolic phase
Phase IV fat gain phase
The adrenergic-corticoid response
This corresponds to the acute phase response involving a neuroendocrine displacement
towards sympathicotony, with production of adrenaline and noradrenaline, followed by
hypercortisolism. The catabolic displacement of the metabolism is linked to the activation
of proteases of the humoral system: clotting, fibrinolysis, complement and
kallikrein/kinin; these in turn are powerful stimulators of the primary inflammatory
cells, granulocytes and monocytes/macrophages, which in their turn produce proteases,
inflammatory cytokines, O and NO radicals 7 . Lymphocytes, as
secondary inflammatory cells migrate in large numbers into non-vascular space, ie. the
lymph nodes, as a result of which, turnover due to mitosis and apoptosis increases
greatly. Intracellular nucleases and proteases are activated by apoptosis, which decompose
the cell contents into fragments of DNA, RNA and proteins, which are expelled from the
cell. The activated lymphocytes secrete increased amounts of lymphokines, especially IFN.
This activates macrophages to produce increased amounts of O and NO radicals, as well as
inflammatory mediators, IL-1 and TNFa. The level of cortisol which increases in this
phase, linked with the decrease in DHEA limits the extent of inflammation during this
oxidative stress condition. Cortisol has an ongoing inhibitory effect on the inflammatory
lymphokines, IL-2 and IFN 8 .
The corticoid withdrawal phase
is the transition from the catabolic metabolism to catabolic-anabolic equilibrium.
While the level of cortisol is declining it is essential for inflammatory inhibition
caused by cortisone to be taken over by the inflammatory inhibitor cytokines. This occurs
through the temporary switch of the cytokine profile of CD4 lymphocytes from Thl to Th2 by
means of the activation of IL-4 and IL-10. This sets in train a generalized B-cell
activation linked to hypergammaglobulinaemia. Cortisol is also responsible for stopping
the anabolic formation of extra-cellular matrix components, such as collagen and
glycosamineglycanes (GAGs) by fibroblasts. Due to the change in the cytokine profile from
Thl to Th2, production of matrix is increased. The increase in production of GAGs is
especially significant, because they play an important role as endogenous calcium
antagonists, and, as cortisone inhibitors, in maintaining the anabolic-catabolic
equilibrium.
The sequence of events in the metabolism during the recovery phase after surgery has
recently been confirmed by Decker et al. on the basis of a temporary displacement of the
cytokine profile from Thl to Th2 during cholecystectomies 9 .
The effect of persistant displacement of Thl to Th2 of the cytokine profile of the CD4
helper cells
The above describes events during persistent catabolic displacement in metabolism due
to hypercortisolism: persistent B-cell activation and hypergammaglobulinaemia, which is
characteristic of latent and active autoimmune disease 10 .
As already mentioned, the main physiological function of cytotoxic T-cells is to dispose
of "altered-self" structures, ie. cell debris left over after apoptosis. This is
accompanied by constant scavenging by T-lymphocytes throughout the body. The total number
of specificities of T-cells defined by their surface proteins is of the order of 1O 9 . This poly-specificity of the Iymphocytes prevents a general,
inflammatory activation of the immune system when apoptotic cell debris is being removed 11 .
As we have shown in our paper on parenterally transmitted hepatitis viruses, those that
have an envelope prevent being eliminated by the hosts immune system, because they
incorporate some of the bodys own structures into their envelopes 12
. As a result the hosts immune system becomes unable to eliminate them. Its only
response is an autoimmune one. The oligo-specificity of these immune responses to the
bodys own structures having uniform "altered-self" specificity triggers
systemic inflammatory responses.
From the foregoing, we must distinguish between physiological, poly-specific and
pathological oligo-specific autoimmune reactions. Prevention and treatment of the latter
is limited to disposal of "altered-self" structures, by removing
hypercortisolism and by strengthening anabolic metabolism. Using virucidal chemotherapy to
treat virus-induced autoimmune diseases is quite inappropriate, because it is not possible
to eliminate the pathogen completely from the body. The best that can be achieved is a
return to a symptomless carrier state.
Enduring hypercortisolism due to a persistent displacement in the cytokine profile
towards Th2 is also associated with a selective decline in CD4 cells, with CD8 cells
remaining constant. As Fauci originally showed, if there is a raised cortisol level in the
bloodstream, part of the CD4 cells migrate into the bone marrow, where they activate
B-cells. Once cortisol levels return to normal, the CD4 cells reappear in the circulation.
The later idea that the selective decline in CD4 cells was due to their destruction by HIV
proved the be untenable.14 Another important indication of persistent hypercortisolism is
the loss of delayed cutaneous skin reactions, while the Th2 profile is maintained. These
reactions correlate closely with the Th1 profile and its inflammatory cytokines.
Hypercatabolic diseases under severe stress due to the failure of cortisol to inhibit
inflammation
The Thl/Th2 displacement in cytokine profile of CD4 cells is, according to present
understanding, meant to help stress-induced hypercortisolism return to normal. In cases of
severe stress the function of cortisol to inhibit inflammation fails, which leads to a
state of systemic hypercatabolic stress, because of overactivation of proteases and
inflammatory cytokines, as well as to overproduction of O and NO radicals from
granulocytes, macrophages and Iymphocytes. The increased production of IFN from activated
Iymphocytes is primarily responsible 15,16 . The most
important examples of hypercatabolic diseases are AIDS, septicaemia, as well as protein
calorie malnutrition (NAIDS = Nutritional AIDS, kwashiorkor). The increased production of
IFN by activated Iymphocytes causes macrophages to produce corresponding amounts of
neopterin and ferritin l7,l8 . The selective reduction of CD4
Iymphocytes, and the increase in neopterin and ferritin levels in the blood are all signs
of Iymphocyte and macrophage activity. Susceptibility to saprophytes is characteristic of
hypercatabolic disease, as is the activation of latent pathogens and opportunists.
Pneumocystis carinii pneumonia (PCP) is important in AIDS and protein calorie
malnutrition. Contrary to earlier belief, it has now been classified as a ubiquitous
fungus and not an opportunistic protozoon 19 .
AIDS and protein calorie malnutrition are diseases in which the sum total of all causes
of stress have brought the body to an irreversible hypercatabolic state. In AIDS, a major
stress factor is the psychological effect of the medical death sentence pronounced after a
diagnosis of "HIV positive"; in addition, there is the stress of chronic
hepatitis B and C infection. On top of this comes the toxic stress of drugs (opiates,
poppers etc). Central to the deadly endgame is long-term treatment with nucleoside
analogues and folic acid inhibitors, which drastically reduce the ability of mitchondria
to produce ATP, the primary energy source for all metabolic processes 20
. With children suffering from kwashiorkor, stress is due mainly to malnutrition, and most
of them die from PCP and anergic miliary tuberculosis 21 .
Septicaemia and toxic shock syndrome following trauma, burns and major surgery manifest
themselves only few days after the event. Lipopolysaccharide intoxication from
gram-negative bacteria is the main problem. In one-quarter of cases intoxication is due to
toxins from gram-positive germs, ie. staphylococci. The disease process is dominated by
activation of proteases from the humoral system, which in turn produce other proteases,
inflammatory cytokines, O and NO radicals from granulocytes and macrophages 7
. Lymphocytes, too, are activated and their mitotic and apoptotic turnover is increased
massively. They reinforce the exocytotic activity of macrophages by increasing the output
of IFN. It is easy to pass a point of no return in this group of hypercatabolic
conditions, beyond which the outcome is always fatal. Treatment up till now has been aimed
at dealing with immunological neutralization of bacterial toxins and neutralizing
inflammatory cytokines by monoclonal antibodies and receptor antagonists 22,23
.
Despite intensive efforts along these lines, there has been no breakthrough. The most
promising treatment currently is to suppress the generalized protease activation. Early
administration of high doses of antithrombin lll has produced some initial successes 7 . In our opinion, speedy prophylaxis with high doses of
intravenous gammaglobulins is most likely to be suitable in decisively reducing mortality 24 . The use of gammaglobulins in emergency medicine is compelling,
which is independent of antibodies, to stop the activation of serine proteases and the
production of proteases by phagocytes in cases of septicaemia and toxic shock syndrome.
Prophylaxis and treatment of hypercatabolic disease
Successful prophylaxis of AIDS is indicated in those who manifest a persistent
displacement in their CD4 cytokines profile from Th1 to Th2.
It is essential to counteract catabolic activation of the immune system with anabolic
treatment. This can be done directly and successfully by increased production of
extra-cellular matrix by fibroblasts. It is most important to activate the synthesis of
glycosamineglycanes (heparin, heparinoids) by augmenting available GAG precursors. It has
been shown that extra-cellular sulphated hetero-polysaccharides greatly enhance the
synthesis of GAGs 25 . GAGs are incorporated into the
glycocalyx of the cell surfaces and reduce the flow of calcium into the cell, and inhibit
binding of cortisone to its intra-cellular receptors 26,27 .
In practice, this means taking cartilage extracts such as chondroitin sulphate and/or agar
from algae as food supplements.
It is also essential to counteract the raised exocytosis of O and NO radicals and
inflammatory mediators from activated macrophages, for which plant antioxidants ie.
flavonoids and tannins, are appropriate. These polyphenols bind to excess radicals,
sequester excess iron and reduce the increased activation of proteases in catabolic
conditions28. It is most important to note that the numerous plant antioxidants contained
in, for example, the Tibetan herbal product PADMA 28, far exceeds that in vitamins C and E
and in beta-carotene 28 .
In preventing AIDS it is highly desirable to remove the causes of stress as far as
possible, and it should be noted that in those at risk who are frequently infected with
hepatitis, treatment with antioxidants such as PADMA 28 is so effective as to make the
patients survive as symptomless carriers 28 .
In cases of septicaemia and toxic shock syndrome following trauma, burns and major
surgery emphasis must be laid on prevention rather than treatment. It is our considered
opinion that rapid administration of high doses of intravenous gammaglobulin is essential.
Summary
The immune systems main function is the constant elimination of endogenous cell
debris, and when necessary, the disposal of foreign structures. It seems appropriate,
therefore, to complement the existing paradigm of "self and non-self" with the
concept of "altered self". The concept of stress comprises a multitude of
environmental assaults, all of which result in a displacement towards catabolic
metabolism. This is based on the activation of the neuroendocrine stress axis
hypothalamus-pituitary- adrenal glands, which results in increased production of
catecholamines and glucocorticoids. The latter limit life-threatening acute phase
reactions by means of the bodys own inflammatory mediators. The purpose of
displacing the cytokine profiles of CD4 lymphocytes from Th1 to Th2 is to enable them to
take over temporarily the inflammation-inhibiting role of cortisol until normality is
re-established. In autoimmune disease a permanent Th2 displacement is a sign of persistent
hypercortisolism. Failure by cortisone to arrest inflammation due to severe stress,
results in hypercatabolic diseases such as AIDS, septicaemia, toxic shock syndrome and
protein calorie malnutrition (NAIDS). Preventing and treating AIDS and NAIDS entails,
besides removing the causes of stress, activating mesenchymal production of anabolic
matrix components, eg. glycosamineglycanes, and the neutralization of O and NO radicals,
as well as inflammatory mediators from overactivated macrophages, using polyanions and
polyphenols as food supplements. Septicaemia and toxic shock syndrome are, in our opinion,
best treated with speedy administration of high doses of intravenous gammaglobulins.
Glossary
adrenal gland secreting the hormone adrenaline and three classes of
steroid hormones including the glucocorticoids.
adrenaline also called epinephrine; hormone secreted by the adrenal glands
and having the effect of increasing blood pressure and level of blood glucose. Its release
is triggered by stress and it prepares the body for fight or flight response.
anergic miliary tuberculosis disseminated tuberculosis accompanied by
diminished response of the immune system to antigen.
autoimmune against the bodys own tissue.
adrenergic activated by, secreting or characteristic of adrenaline.
anabolism the construction of body tissues from simpler molecules -
opposite to catabolism.
antagonist a substance that blocks the action of another substance by
binding to the same receptor site.
antithrombin III a blood protein that inactivates the blood clotting
agent, thrombin.
antibody also known as immunoglobulin a protein produced in the
blood by B lymphocytes in response to and then counteracting antigen.
antigen any exogenous substance capable of provoking a specific
immune response.
apoptosis programmed cell death.
ATP adenosine triphosphate, a nucleotide and principal carrier of
chemical energy in cells.
catabolism the chemical reactions within cells by which complex molecules
break down to simpler molecules and energy is released.
catecholamines a group of adrenergic amines that mimic the actions
of the sympathetic nervous system.
cholecystectomy removal of the gallbladder.
collagens a family of fibrous proteins secreted by connective tissue
cells (fibroblasts) that constitute the major proteins of extracellular matrix particularly
in skin and bone.
corticoid corticosteroid; steroid hormones secreted by the adrenal glands.
cortisol the most important glucocorticoid hormone secreted by the
adrenal gland ; its primary effect is on metabolism.
complement a system of blood proteins which can be activated by the immune
system; involved in control of inflammation and activation of phagocytes.
cytokine proteins released by cells when in contact with antigen, acting
as intercellular mediators/messengers in the generation of an immune response.
cutaneous of the skin.
DHEA dihydroepiandosterone.
endogenous originating from within the body.
envelope the lipid or glycoprotein membrane that forms the outer shell of
some viruses.
exogenous originating externally to the body.
exocytosis the process of discharge from a cell of particles too large to
be secreted via cell-wall diffusion.
ferritin molecular complex which is the main form of storage of iron in
the body.
fibroblast connective tissue cell which secretes collagen and
other substances.
folic acid a vitamin of the B6 group concerned with the formation of
blood cells and protein synthesis.
fibrinolysis the action of the enzyme fibrinolysin in the dissolution of
blood clots (thrombi).
gammaglobulin a class of blood proteins of which most are immunglobulins.
granulocyte category of white blood cell containing granules, including
neutrophils, basophils and eosinophils.
glucocorticoid category of steroid hormone secreted by the adrenal glands
affecting carbohydrate metabolism and including cortisone, prednisolone and dexamethasone.
glucosamineglycanes (GAGs) group of polysaccharides including heparin.
glycocalyx cell coat.
Gram negative result of a test in which organisms are stained; those
remaining unstained are termed negative and this includes a major category of bacteria
with complex cell walls.
Gram positive the other possible result of the Gram test indicates a
class of bacteria that have simple cell-walls.
heparin a potent anticoagulant secreted by many tissues.
heparinoid resembling or similar inaction to heparin.
humoral pertaining to the extracellular fluids, including the blood serum
and lymph.
hypercatabolic a high level of catabolism.
hypothalamus part of the brain coordinating functions of the autonomic
nervous system and regulating body temperature. Releases neurohormones affecting, in
particular, the pituitary gland.
hypergammaglobulinaemia increased level of gammaglobulins in the
blood.
IFNs Interferons a group of mediators which increase the
resistance of cells to viral infections and act as cytokines. the three different
IFNs are labelled alpha, beta and gamma, depending on from which cell type
they originate. All cells produce one form of IFN.
immunoglobulin an antibody molecule.
interleukin (IL) secreted peptide or protein that mediates interactions
between white blood cells; a type of cytokine.
inflammatory response of a tissue to injury or infection.
intercellular between cells.
intracellular within the cell or cells.
lipopolysaccharides a type of molecule which is a major component of the
cell wall of Gram negative bacteria; an important antigen.
MALT (mucosa-associated lymphoid tissue) lymphoid tissue associated with the
GI tract, bronchial tree and other mucosa.
macrophages large cells that ingest (engulf) microorganisms, foreign
particles and other cells. Occur in the walls of blood vessels and in other connective
tissue and are immobile, becoming actively mobile when stimulated by inflammation.
matrix the intercellular substance of a tissue.
mesenchymal pertaining to embryonic connective tissue.
metabolism the chemical processes that maintain living organisms.
Subcategorized as anabolism and catabolism.
mitosis cellular division/proliferation.
mitochondrion (pl. mitochondria) a specialized membrane-bounded
structure within each cell in which ATP is synthesized. Mitochondria contain their own
nucleic acids and replicate independently.
monoclonal antibodies antibodies produced by a single clone and which are
homogeneous (identical in form).
mucosa mucous membranes.
neopterin a substance excreted in increased levels in certain types of
disease including viral infection and graft tissue rejection.
neuroendocrine pertaining particularly to interaction between neural
(nerve) and endocrine (hormone) systems.
NO Nitric Oxide
non-vascular not in vascular space; not carried in a (blood or lymph)
vessel.
noradrenaline (also called norepinephrine) a catecholamine hormone
with a strongly vasopressive action (constrictive of blood vessels).
nuclease enzymes that split nucleic acids into nucleotides and other
substances.
nucleotide a molecular compound forming nucleic acid; the basic building
blocks of RNA and DNA.
nucleoside analogues molecules/drugs which in certain key ways mimic a
nucleoside, a compound into which a nucleotide can be subdivided
O oxygen radical.
oligo-specificity specificity for few antigens.
parenterally not through the alimentary canal (through some other
route intravenous injection etc.).
pathogen an agent causing disease.
pathogenesis the development of disease.
pituitary gland at the base of the brain that regulates the level of
neurohormones produced in the hypothalamus
poly-specificity specificity for many antigens.
proteases enzymes capable of splitting proteins into smaller molecules
(polypeptides).
protozoa a subkingdom comprising the simplest of animal life.
radical any group of atoms that goes in and out of chemical combination
together without change.
saprophyte any organism living on dead or decaying organic matter.
septicaemia the presence of bacteria or bacterial toxins in the blood
(blood poisoning).
serine protease a protease involved in the degradation of
extra-cellular matrix macromolecules, including collagens.
sympathicotony a stimulated condition of the sympathetic nervous system
marked by vascular spasm and raised blood pressure.
systemic pertaining to or affecting the body as a whole.
TNF Tumour Necrosis Factor
vegetative (of nervous system) functioning involuntarily or
unconsciously.
virucidal causing the inactivation or destruction of a virus
glossary by Chris Baker
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The authors are grateful for the support given to this work by the Hans Eggenberger
Foundation in Zurich.
Addresses of the authors:
Prof. Dr. med A. Hassig
Prof. Dr. med. Liang Wen-xi
Dr. med. K. Stampfli
Studiengruppe Ernahrung und Immunitat
Elisabethenstrasse 51
Dr. med. H. Kremer
Metzendorferweg 36
D-212224 Rosengarten-Totensen
Germany
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